

Troy Paredes
Head of Capital Markets Strategy at Norm Ai and Former SEC Commissioner
Company
Our Vision
Our CEO, John Nay, founded Norm Ai after a decade of research at the intersection of AI & Law, most recently at Stanford. He was also the founding CEO of Brooklyn Artificial Intelligence, Inc., an AI-powered investment software platform with an SEC Registered Investment Adviser. Brooklyn was acquired by Nuveen, one of the world's largest asset managers, with $1.3 trillion in assets under management.
The team of AI researchers, AI engineers, legal engineers, software engineers, lawyers, and ex-regulators is headquartered in the World Trade Center in New York City.
Over the last 50 years, the U.S. Code of Federal Regulations has more than doubled in its number of restrictive words. Our economy has become more complex and we’ve layered on additional protections. But the growth in regulations means compliance has become extremely costly, causing a "sludge" problem.
At the same time, increasingly powerful AI needs democratic guardrails as it moves into more autonomous roles. The choice of human values that AI should embody is not a question for a small group of people, but instead must reflect society’s views on moral questions. This is the societal-AI alignment problem.
Turning regulations into AI agents, dynamic computer programs, that can make compliance determinations is the solution to both of these critical issues.
We are solving the sludge problem by enabling compliance and business teams to leverage Regulatory AI.
Over time, this can help solve the societal-AI alignment problem because law reflects our society’s collective will. We can govern agentic AI deployments with oversight of Regulatory AI agents.
Regulatory Advisory Board
Head of Capital Markets Strategy at Norm Ai and Former SEC Commissioner
Senior Policy Advisor at Norm Ai and Former White House Regulatory Czar
Legal AI Committee and Senior Policy Advisor at Norm Ai and Former Superintendent of NY Dept. of Financial Services
Norm Ai Regulatory Advisory Board and Deputy General Counsel at Capital Group
Norm Ai Regulatory Advisory Board and Global Head of Compliance at Blackstone
Norm Ai Regulatory and Compliance Advisory and Chief Compliance Officer of New York Life
Norm Ai Regulatory Advisory Board and Chief Compliance Officer of Coatue
Norm Ai Legal AI Committee, Morgan Stanley Board Member, and Former CEO of Thomson Reuters and Reuters
Norm Ai Legal AI Committee and Millennium Management Vice Chairman; former General Counsel of the SEC; CFTC Commissioner
AI Agent Advisory Committee
Norm Ai Agent Advisory Committee and Chief Operating, Information and Digital Officer, TIAA
Norm Ai Agent Advisory Committee and Head of Corporate Systems, Vanguard
Norm Ai Agent Advisory Committee and Chief Technology Officer, Blackstone
Norm Ai Agent Advisory Committee, Former CTO of Atlassian, and CEO of Coatue Ventures
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